Decisions

127 decisions found

Oct 17
2013

Duty to assist requires willingness to keep searching for missing records

Institution
Crown-Indigenous Relations and Northern Affairs / Indigenous Services
Section of the Act
6
Decision Type
notable investigation
Summary

Complaint: Aboriginal Affairs and Northern Development Canada (AANDC) provided an incomplete response to a request for information about the Food Mail Program. AANDC then instructed the requester, who had identified specific missing documents, to submit a new request.

Investigation: Despite the OIC’s showing AANDC access officials the complainant’s detailed list of records, they refused to search for them. A subsequent formal letter produced no results.

Outcome: In the end, the complainant received the additional documents in response to the second request.

Information Commissioner’s position:

  • AANDC’s refusal to retrieve all responsive records, even in the face of evidence of their existence, as well as its insistence that the requester make a second request, was a complete failure to meet the duty to assist.
  • The additional documents released turned out to be responsive to the first request. The requester should not have been forced to make a second request to receive them.
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Oct 17
2013

Information about institution’s general administration must be released

Institution
Canada Post
Section of the Act
18
Decision Type
notable investigation
Summary

Complaint: Canada Post withheld the majority of two guidelines on procurement under its unique exemption, section 18.1.

Investigation: The OIC questioned whether the guidelines, which Canada Post issued to employees evaluating responses to requests for proposals, constituted commercial information, as section 18.1 stipulates.

Outcome: Canada Post released the records in their entirety.

Information Commissioner’s position:

  • The guidelines were not commercial information. However, even if they were, they related to Canada Post’s general administration, since they served to ensure sound management practice. Canada Post must release information related to its general administration under subsection 18.1(2).
  • The dictionary definition of “administration” includes the “management of business.”
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Oct 17
2013

Public interest mechanism in Public Servants Disclosure Protection Act prevails

Institution
Public Sector Integrity Commissioner
Section of the Act
19
Decision Type
notable investigation
Summary

Complaint: The Public Sector Integrity Commissioner (PSIC) refused to release, under subsection 19(1), the names of the recipient and the subject of a report concerning allegations of wrongdoing at Human Resources and Skills Development Canada (HRSDC).

Investigation: The OIC found that the identity of the report’s recipient, HRSDC’s chief executive officer, should be disclosed, since receiving such a report was part of his role as a government employee (the exception to subsection 19(1) found at paragraph 3(j) of the Privacy Act). However, the OIC agreed that the name of the report subject could not be released in the public interest under another provision of the Privacy Act, paragraph 8(2)(m).

Outcome: PSIC released the identity of the chief executive officer but not the subject of the report.

Information Commissioner’s position:

  • Paragraph 8(2)(m) allows institutions to disclose personal information when the public interest in doing so outweighs any invasion of privacy, subject to any other Act of Parliament.
  • Under the Public Servants Disclosure Protection Act, the identity of report subjects may only be disclosed in accordance with that Act. As result, paragraph 8(2)(m) does not apply.
  • The only public interest mechanism that would allow PSIC to identify report subjects is found in the Public Servants Disclosure Protection Act.
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Oct 17
2013

Signatures provided in professional capacity must be released

Institution
Privy Council Office
Section of the Act
19
Decision Type
notable investigation
Summary

Complaint: The Privy Council Office exempted as personal information under subsection 19(1) the signatures and initials of various senior public servants on correspondence and routing slips related to a briefing note for the Prime Minister.

Investigation: The OIC found that the individuals had provided their signatures to authenticate that they had viewed and approved the briefing note in their professional capacity.

Outcome: Although PCO did not accept the Information Commissioner’s recommendation to release the signatures, it later released most of them with the consent of the individuals in question.

Information Commissioner’s position:

  • While a signature is information about an identifiable person, the signature of a government employee provided in the course of official functions falls within the exception to the definition of personal information found in paragraph 3(j) of the Privacy Act.
  • The presence or absence of signatures or initials is an important piece of information in the context of government accountability.
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Oct 17
2013

It is unreasonable to withhold individuals’ own personal information

Institution
Privy Council Office
Section of the Act
21
Decision Type
notable investigation
Summary

Complaint: The Privy Council Office (PCO) refused to release information relating to the assessment of the requester’s application for a Governor-in-Council position, citing section 21.

Investigation: The OIC was not persuaded that the information constituted advice or recommendations to government, as section 21 requires. The OICalso questioned whether PCO had reasonably exercised its discretion in deciding not to release the information, since it was the requester’s own.

Outcome: PCO released the information.

Information Commissioner’s position:

  • Even had PCO properly applied section 21, it should have considered that the requester had a right of access to this information under the Privacy Act. This is a relevant factor favouring disclosure.
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Oct 17
2013

Open government requires data to be published in useful formats

Institution
Industry Canada
Section of the Act
68
Decision Type
notable investigation
Summary

Complaint: Industry Canada refused to release a copy of Corporations Canada’s main database, citing subsection 68(a).

Investigation: The OIC determined that the database’s search engine was limited to a maximum of 200 results, not enough to render the information publicly available, as subsection 68(a) requires. Industry Canada subsequently increased the number of search results from 200 to 500, while maintaining that the information was publicly available.

Outcome: The OIC stressed to the institution the importance of providing data in a format useful to requesters. Industry Canada subsequently released the complete database in electronic format.

Information Commissioner’s position:

  • Open government principles require governments to publish data in formats useful to the public.
  • The duty to assist requires institutions to provide information in the format in which requesters wish to receive it.
  • To effectively move towards a more open government, institutions must consider how they make information available to the public, and address issues of access and data re-use.
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Sep 17
2012

Institutions must follow required third-party consultation process

Institution
Industry Canada
Section of the Act
10(3)
Decision Type
notable investigation
Summary

Complaint: Industry Canada missed the extended deadline for responding to a request for documents about arrangements Bell Canada and Telus Corporation had made to build and/or share wireless networks.

Investigation: The investigation focused on Industry Canada’s practices associated with consultations, and its overall lack of a timely response. The OIC asked for and received a work plan setting out how and when Industry Canada would respond to the request, but the institution did not meet any of its deadlines.

Outcome: Industry Canada responded to the request nearly two years after the extended deadline. In addition, the institution agreed to take action in response to the Information Commissioner’s recommendations on how to improve its process.

Information Commissioner’s position:

  • Institutions must initiate and complete extensions as quickly as possible. In this case, Industry Canada did not begin its consultations until after the 210-day extension it had taken for that purpose had expired.
  • Institutions must carry out consultations consecutively, not concurrently. Industry Canada waited to complete one consultation before embarking on the next.
  • Institutions should make it clear that, in the absence of timely responses to consultation requests, they will decide whether to disclose records.
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Sep 17
2012

Not retrieving records compromises requesters’ rights

Institution
Canadian Broadcasting Corporation
Section of the Act
68
Decision Type
notable investigation
Summary

Complaint: The Canadian Broadcasting Corporation (CBC) said it did not have any records about financial support it had given to various films and documentaries and that, even if the records did exist, they would most likely be excluded from disclosure under section 68.1.

Investigation: The OIC learned that the CBC had published guidelines indicating it would refuse access to records that would be excluded under section 68.1 without retrieving the records and confirming whether the exclusion would apply.

Outcome: The CBC modified its guidelines.

Information Commissioner’s position:

  • Institutions must retrieve and process all responsive records even when they are of the initial view that they will be exempted or excluded. The CBC did not do so in this case.
  • Under section 25, institutions must disclose portions of exempted records that may be reasonably severed. Not doing so is contrary to the duty to assist.
  • The Federal Court of Appeal (paragraph 53) concluded that institutions must retrieve all responsive records so they can determine whether any exemptions or exclusions apply and whether severance is possible.
  • Not retrieving records risks their being disposed of by program areas, thereby compromising requesters’ rights.
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Sep 17
2012

Timely access requires adequate resources

Institution
Transport Canada
Section of the Act
10(3)
Decision Type
notable investigation
Summary

Complaint: Transport Canada did not respond for 18 months to a request for information about the investigation of an accident that had occurred the previous year.

Investigation: The OIC found that Transport Canada had neglected the request for extended periods because it did not have enough staff to handle the volume of requests it had received. The analyst assigned to this request had more than 60 other requests to process.

Outcome: Transport Canada agreed to respond to the request by a specific date, and met that deadline.

Information Commissioner’s position:

  • Institutions must devote adequate resources to fulfilling their duties under the Act.
  • When an access to information office is understaffed, the rights of requesters to a timely response are likely to be violated—in this case, severely.
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Sep 17
2012

Institutions must provide evidence that releasing costs would cause harm

Institution
Canadian Air Transport Security Authority
Royal Canadian Mounted Police
Section of the Act
16
Decision Type
notable investigation
Summary

Complaint: The Royal Canadian Mounted Police and Canadian Air Transport Security Authority withheld information under subsection 16(2) about the costs of certain security operations.

Investigation: Both institutions claimed that releasing the aggregate costs could make it possible to determine resource levels and deployment strategies, thus revealing gaps in security. However, neither institution was able to provide a cogent and evidence-based explanation that this was a probable outcome.

Outcome: Further information was released.

Information Commissioner’s position:

  • To validly withhold information under subsection 16(2), institutions must provide evidence of a reasonable expectation of harm that would result from disclosing information—aggregate costs, in this case.
  • Speculating about possible harm that may occur due to information’s being derived from released records is insufficient.
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